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Margaret Landis, IACCP®

Margaret Landis, IACCP®

Director,
Compliance

  • Louisville, KY
  • All Harry Potter Books | Lord of the Rings
  • Any and every one in my family
  • Our choices determine who we are.
  • Strong ethics, good listener, and sense of humor

Business Operations Group

Margaret is a SEC compliance expert who works in the Raleigh, NC office.

Margaret joined CAPTRUST in 2013 and serves as a director, compliance, responsible for overseeing the firm’s efforts to comply with applicable SEC rules and regulations under the Investment Advisers Act of 1940. Prior to joining the firm, Margaret worked as a CCO and director of operations at Oak Vale Capital Management, Inc. and has worked in the industry since 1985.

Education

  • Bachelor of Science degree in Business Administration in business administration and management with a concentration in marketing from Boston University, School of Management

Industry Designations

  • Investment Adviser Certified Compliance Professional®
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