4 months ago
Post-Election Financial Planning Considerations
Taking a little time out to understand the basics of...
- With CAPTRUST Since 2013
- 919.870.6822
-
4208 Six Forks Rd
#1700
Raleigh, NC 27609
Margaret Landis, IACCP®
Director,
Compliance
- Louisville, KY
- All Harry Potter Books | Lord of the Rings
- Any and every one in my family
- Our choices determine who we are.
- Strong ethics, good listener, and sense of humor
Business Operations Group
Margaret is a SEC compliance expert who works in the Raleigh, NC office.
Margaret joined CAPTRUST in 2013 and serves as a director, compliance, responsible for overseeing the firm’s efforts to comply with applicable SEC rules and regulations under the Investment Advisers Act of 1940. Prior to joining the firm, Margaret worked as a CCO and director of operations at Oak Vale Capital Management, Inc. and has worked in the industry since 1985.
Education
- Bachelor of Science degree in Business Administration in business administration and management with a concentration in marketing from Boston University, School of Management
Industry Designations
- Investment Adviser Certified Compliance Professional®
