Important Disclosures


Please send your questions or comments directly to or call the main office at 919.278.9641.

To access CAPTRUST’s current ADV Part 1, click here.

CAPTRUST Form ADV Disclosure Brochures Part 2A:

For CAPTRUST retirement plan clients (Institutional Disclosure Brochure)

For CAPTRUST clients with managed account services (CAPTRUST Wealth Client Brochure)

For CAPTRUST clients with wrap-fee managed account services (CAPTRUST Wrap Fee Programs Brochure)

Please review the risks associated with investing by asset class before investing in any securities.

CAPTRUST Form ADV Disclosure Brochures Part 2B, click here.

To access our Professional Certification Designation Disclosure please click here.

To access CAPTRUST’s Relationship Summary (Form ADV3/CRS) please click here.

To access CapFinancial Securities, LLC’s Relationship Summary (Form CRS) please click here.

Order Routing Disclosure
(In the Enter Broker-Dealer’s Full Name field, please type in CAPFINANCIAL SECURITIES LLC.)

CapFinancial Securities, LLC is registered with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB”). An investor brochure is available on the website of the MSRB at that describes the protections that may be provided by the MSRB rules and how to file a complaint with an appropriate regulatory authority.

CAPTRUST Financial Advisors  (also known as “CapFinancial Partners, LLC”) is an investment adviser registered under The Investment Advisers Act of 1940. The principals of CAPTRUST have operated as an advisory team since 1989.

The trade names “CAPTRUST” and “CAPTRUST Financial Advisors” are used under license by CapFinancial Partners, LLC. CAPTRUST owns and manages the company website to provide information to its online users. The following is a legal disclaimer (“General Disclaimer”) that outlines the website’s Terms of Use. By accessing the website, you acknowledge that you have read and understand the site’s Terms of Use and Disclaimer policies.

Terms of Use

General Disclaimer

CAPTRUST Financial Advisors has been prepared solely for informational purposes and is not a solicitation or an offer to buy any security or instrument or to participate in any trading strategy. Any performance data quoted represents past performance. Investment return and principal value of an investment will fluctuate so that an investor’s shares, when redeemed, may be worth more or less than their original cost. Past performance is no guarantee of future results. For a detailed description of the risks associated with investing by asset class, please click here. This does not constitute legal, accounting, or tax advice. Please consult the appropriate legal, accounting, or tax advisor if you require such advice.

Disclaimer of Warranties and Liability

Inaccuracies, Errors, and Downloads
This CAPTRUST site may contain inaccuracies or typographical errors. CAPTRUST does its very best to insure the integrity and security of it sites, but does not warrant that this site, its servers, or e-mail sent from this site are free of viruses or other harmful components. Downloading any material is done at one’s own risk, and CAPTRUST cannot be responsible for any damage to a user’s computer system or loss of data that results from the download of any material. CAPTRUST shall not be liable for any direct or indirect damages arising out of, resulting from, or in any way connected with the use or the inability to use, any delay in, or the performance of this Site.

External Links and Third-party Content
The CAPTRUST website contains external links to third party content (content hosted on sites unaffiliated with CAPTRUST Financial Advisors). The policies and procedures governing these third party sites may differ from those effective on the CAPTRUST company website, as outlined in these Disclaimers. As such, CAPTRUST makes no representations whatsoever regarding any third party content/sites that may be accessible directly or indirectly from the CAPTRUST website. Linking to these third party sites in no way implies an endorsement or affiliation of any kind between CAPTRUST and any third party, including legal authorization to use any trademark, trade name, logo, or copyrighted materials belonging to either entity.

Claims of Copyright Infringement (“DMCA”)

Procedure for Making Claims of Copyright Infringement
If you are a copyright owner (or acting for a copyright owner) and believe that copyright infringement is taking place on or through CAPTRUST’s websites or published content on other online locations, please report the information by filling out the below copyright complaint web form.

To file a report with us, you will need to submit a notification of claimed infringement that includes the following (please consult your legal counsel or see Section 512(c)(3) of the Digital Millennium Copyright Act to confirm these requirements). Mail to:

CapFinancial Partners, LLC
Attn: Legal
4208 Six Forks Rd #1700
Raleigh, NC 27609

  • A physical or electronic signature of the owner of the copyright (or a person authorized to act on behalf of the owner of the copyright) or an exclusive right that is allegedly infringed.
  • Identification of the copyrighted work claimed to have been infringed or, if multiple copyrighted works at a single online site are covered by a single notification, a representative list of such works at that site.
  • Identification of the material that is claimed to be infringing or to be the subject of infringing activity and that is to be removed (or access to which is to be disabled), and information reasonably sufficient to permit CAPTRUST to locate the material. Providing URLs for the location of the allegedly infringing material or activity is the best way to help us locate content quickly.
  • Information reasonably sufficient to permit CAPTRUST to contact you, the complaining party, such as an address, telephone number, and, if available, an electronic mail address at which you may be contacted.
  • A statement that you, the complaining party, have a good faith belief that use of the material in the manner complained of is not authorized by the copyright owner, its agent, or the law.
  • A statement that the information in the notification of claimed infringement is accurate and, under penalty of perjury, that you, the complaining party, are the copyright owner or authorized to act on behalf of the owner of an exclusive right that is allegedly infringed.

Please send a proper and complete notification of claimed infringement to our designated agent at the mailing address listed below.

CapFinancial Partners, LLC
Attn: Legal
4208 Six Forks Rd #1700
Raleigh, NC 27609
Phone: 919.870.6822

Please Note: Submit your concern to the above address if you have a complaint concerning content on, or

Copyright and Limitations on Use

© 2024 CAPTRUST Financial Advisors. All Rights Reserved

Proprietary content from CAPTRUST (referred to as CAPTRUST copyrighted material) is the property of CAPTRUST Financial Advisors. As such, Copyrighted Material is protected by U.S. copyright and intellectual property laws. You may print and/or “Share” CAPTRUST copyrighted material via Twitter, Facebook, Email Shareware (applicable to select pages only) for personal, noncommercial use only. You may not publish, copy, or otherwise reproduce any CAPTRUST copyrighted material for public/commercial use and/or distribution. Any attempt to reproduce or commercially distribute any copyrighted material without the expressed written permission of CAPTRUST is strictly prohibited. CAPTRUST does not grant any expressed or implied rights to the user under any patents, trademarks, copyrights, or other similar rights. Use of editorial content without the expressed written permission of CAPTRUST Financial Advisors is strictly prohibited.

Logo, Trademarks, and Limitations on Use
The CAPTRUST logomark is a registered Trademark under license for use by CAPTRUST Financial Advisors. Nothing on this website shall be construed as granting; by implication, estoppel, or otherwise, any license or right to use any Trademark displayed on the website without the expressed written permission of CAPTRUST Financial Advisors. CAPTRUST prohibits the use of the CAPTRUST name, any of its registered domain names, and any of its other trademarks as part of a link to or from any site unless approved in advance by CAPTRUST in writing. You may not use any metatags or any other hidden text utilizing any CAPTRUST Company domains, CAPTRUST, or other Trademarks without our expressed written consent.

CAPTRUST Financial Advisors is an investment adviser registered under the Investment Advisers Act of 1940.