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Retirement Plan Sponsors

401(k), 403(b), defined benefit, and nonqualified deferred compensation plan sponsors seeking investment management or discretionary services.

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Religious Organizations

Institutions such as church-affiliated endowments, foundations, healthcare providers, and education institutions working to balance faith and finance.

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Endowments & Foundations

Endowments and foundations looking to leverage expert resources to help address their investment, spending, governance, and donor development challenges.

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Institutional Asset Pools

Committee-governed institutional investment portfolios managed against long-term objectives or liabilities.

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3(21) 3(38)

3(21) & 3(38)
Services

Delivery of ERISA fiduciary risk management services for defined contribution retirement plans.

Actuarial-Services-Web-Icon

Actuarial Services

Provide consultative support on all aspects of your plan’s valuation and to meet all filing, certificate, and disclosure requirements.

Asset Allocation

Asset
Allocation

Diversification of an investment portfolio across a variety of investment types with different risk and return characteristics.

Committe Developmet

Committee Development & Education

Assistance with the implementation of best practices for endowment investment committee composition and ongoing governance.

IT

Discretionary Investment Management

Management of client investment portfolio assets based upon stated guidelines, goals, and objectives.

Endowment

Donor
Development

Portfolio reporting and capital markets perspective intended to help drive donor confidence and engagement.

ESG

ESG
Investing

Alignment of portfolio investments with an investor’s ethical considerations or values.

Wallet-5d0e3a8bda963

Fee
Benchmarking

Periodic assessment of the competitiveness or appropriateness of fees charged by investment managers.

Individual Investors and Family

Fiduciary
Training

Periodic updates on retirement-plan-related issues and developments and best practices for retirement plan committee members. 

Operations

Glidepath Development & Monitoring

Creation and management of an age-based asset allocation strategy for retirement plan participants that becomes more conservative over time.

Data Aggregation Portal

Investment & Spending Policy Development

Assistance with the documentation of policies governing portfolio risk, investment selection, ongoing portfolio monitoring, and distributions.

Marketing

Investment Menu
Design

Identification and structuring of appropriate investment options to be included in a defined contribution plan.

Investment Policy

Investment Policy Development & Review

Assistance with the creation and execution of documents governing selection of plan investments and their ongoing monitoring.

Risk Management

Liability-Driven
Investing

Development of investment strategies designed to fund future pension plan liabilities while managing risk.

Manager Search

Manager Search &
Selection

Identification of investment managers fitting a particular profile for inclusion in a retirement plan’s investment menu or endowment’s investment strategy.

Resized_Non-Discrimination-and-Other-Compliance-Testing-Web-Icon-v2

Non-Discrimination &
Other Compliance Testing

Comply with regulations while getting strategic advice to help ensure your plan delivers benefits in line with your objectives.

Client Service

Nondiscretionary Investment Advice

Portfolio recommendations and changes implemented in collaboration with an investment committee.

Nonqualified Executive Benefits

Nonqualified Executive Benefits

Development of supplemental retirement savings plans to recruit, reward, and retain key employees.

OCIO

OCIO
 

Discretionary portfolio management that includes asset allocation, plus ongoing investment selection and monitoring for a pension plan.

Participant advice

Participant
Advice

One-on-one engagement with retirement plan participants to answer their important questions about retirement saving and investing.

pension risk transfer 2

Pension Risk Transfer Consulting

Analysis and support for sponsors looking to offload pension plan risk via lump sum or annuity payments.

Retirement Plan Sponsor

Performance Reporting & Monitoring

Quarterly assessment of investment manager or portfolio returns and risk relative to peer groups and indexes.

Design Benchmark

Plan Design
Benchmarking

Analysis of key defined contribution plan features that drive costs, competitiveness, and employee retention.

Financing Security

Plan Financing &
Security

Analysis and advice on the costs and benefits of investments offsetting nonqualified deferred compensation plan liabilities.

Recordkeeper Search

Recordkeeper
Search

Process oversight and assistance with identifying and selecting a retirement plan recordkeeper.

Religious-Institution-5d0e3aae61e10

Trustee/Custodian
Search

Process oversight and assistance with identifying and selecting a trustee or custodian for endowment investment assets.

3(21) 3(38)

3(21) & 3(38)
Services

Delivery of ERISA fiduciary risk management services for defined contribution retirement plans.

Actuarial-Services-Web-Icon

Actuarial Services

Provide consultative support on all aspects of your plan’s valuation and to meet all filing, certificate, and disclosure requirements.

Asset Allocation

Asset
Allocation

Diversification of an investment portfolio across a variety of investment types with different risk and return characteristics.

Wallet-5d0e3a8bda963

Fee
Benchmarking

Periodic assessment of the competitiveness or appropriateness of fees charged by investment managers.

Individual Investors and Family

Fiduciary
Training

Periodic updates on retirement-plan-related issues and developments and best practices for retirement plan committee members. 

Operations

Glidepath Development & Monitoring

Creation and management of an age-based asset allocation strategy for retirement plan participants that becomes more conservative over time.

Marketing

Investment Menu
Design

Identification and structuring of appropriate investment options to be included in a defined contribution plan.

Investment Policy

Investment Policy Development & Review

Assistance with the creation and execution of documents governing selection of plan investments and their ongoing monitoring.

Risk Management

Liability-Driven Investing & Glidepath Development

Development of investment strategies designed to fund future pension plan liabilities while managing risk.

Manager Search

Manager Search &
Selection

Identification of investment managers fitting a particular profile for inclusion in a retirement plan’s investment menu or endowment’s investment strategy.

Resized_Non-Discrimination-and-Other-Compliance-Testing-Web-Icon-v2

Non-Discrimination &
Other Compliance Testing

Comply with regulations while getting strategic advice to help ensure your plan delivers benefits in line with your objectives.

Nonqualified Executive Benefits

Nonqualified Executive Benefits

Development of supplemental retirement savings plans to recruit, reward, and retain key employees.

OCIO

OCIO
 

Discretionary portfolio management that includes asset allocation, plus ongoing investment selection and monitoring for a pension plan.

Participant advice

Participant
Advice

One-on-one engagement with retirement plan participants to answer their important questions about retirement saving and investing.

pension risk transfer 2

Pension Risk Transfer Consulting

Analysis and support for sponsors looking to offload pension plan risk via lump sum or annuity payments.

Retirement Plan Sponsor

Performance Reporting & Monitoring

Quarterly assessment of investment manager or portfolio returns and risk relative to peer groups and indexes.

Design Benchmark

Plan Design
Benchmarking

Analysis of key defined contribution plan features that drive costs, competitiveness, and employee retention.

Financing Security

Plan Financing &
Security

Analysis and advice on the costs and benefits of investments offsetting nonqualified deferred compensation plan liabilities.

Recordkeeper Search

Recordkeeper
Search

Process oversight and assistance with identifying and selecting a retirement plan recordkeeper.

Asset Allocation

Asset
Allocation

Diversification of an investment portfolio across a variety of investment types with different risk and return characteristics.

Committe Developmet

Committee Development & Education

Assistance with the implementation of best practices for endowment investment committee composition and ongoing governance.

IT

Discretionary Investment Management

Management of client investment portfolio assets based upon stated guidelines, goals, and objectives.

Endowment

Donor
Development

Portfolio reporting and capital markets perspective intended to help drive donor confidence and engagement.

ESG

ESG
Investing

Alignment of portfolio investments with an investor’s ethical considerations or values.

Wallet-5d0e3a8bda963

Fee
Benchmarking

Periodic assessment of the competitiveness or appropriateness of fees charged by investment managers.

Data Aggregation Portal

Investment and Spending
Policy Development

Assistance with the documentation of policies governing portfolio risk, investment selection, ongoing portfolio monitoring, and distributions.

Manager Search

Manager Search &
Selection

Identification of investment managers fitting a particular profile for inclusion in an endowment’s investment strategy.

Client Service

Nondiscretionary Investment Advice

Portfolio recommendations and changes implemented in collaboration with an investment committee.

Retirement Plan Sponsor

Performance Reporting & Monitoring

Quarterly assessment of investment manager or portfolio returns and risk relative to peer groups and indexes.

Religious-Institution-5d0e3aae61e10

Trustee/Custodian
Search

Process oversight and assistance with identifying and selecting a trustee or custodian for endowment investment assets.

Actuarial-Services-Web-Icon

Actuarial Services

Provide consultative support on all aspects of your plan’s valuation and to meet all filing, certificate, and disclosure requirements.

Asset Allocation

Asset
Allocation

Diversification of an investment portfolio across a variety of investment types with different risk and return characteristics.

Committe Developmet

Committee Development & Education

Assistance with the implementation of best practices for endowment investment committee composition and ongoing governance.

IT

Discretionary Investment Management

Management of client investment portfolio assets based upon stated guidelines, goals, and objectives.

Endowment

Donor
Development

Portfolio reporting and capital markets perspective intended to help drive donor confidence and engagement.

ESG

ESG
Investing

Alignment of portfolio investments with an investor’s ethical considerations or values.

Wallet-5d0e3a8bda963

Fee
Benchmarking

Periodic assessment of the competitiveness or appropriateness of fees charged by investment managers.

Data Aggregation Portal

Investment & Spending Policy Development

Assistance with the documentation of policies governing portfolio risk, investment selection, ongoing portfolio monitoring, and distributions.

Manager Search

Manager Search &
Selection

Identification of investment managers fitting a particular profile for inclusion in a retirement plan’s investment menu or endowment’s investment strategy.

Client Service

Nondiscretionary Investment Advice

Portfolio recommendations and changes implemented in collaboration with an investment committee.

Retirement Plan Sponsor

Performance Reporting & Monitoring

Quarterly assessment of investment manager or portfolio returns and risk relative to peer groups and indexes.

Religious-Institution-5d0e3aae61e10

Trustee/Custodian
Search

Process oversight and assistance with identifying and selecting a trustee or custodian for endowment investment assets.

Asset Allocation

Asset
Allocation

Diversification of an investment portfolio across a variety of investment types with different risk and return characteristics.

IT

Discretionary Investment Management

Management of client investment portfolio assets based upon stated guidelines, goals, and objectives.

Wallet-5d0e3a8bda963

Fee
Benchmarking

Periodic assessment of the competitiveness or appropriateness of fees charged by investment managers.

Investment Policy

Investment Policy Development & Review

Assistance with the creation and execution of documents governing selection of plan investments and their ongoing monitoring.

Manager Search

Manager Search &
Selection

Identification of investment managers fitting a particular profile for inclusion in a retirement plan’s investment menu or endowment’s investment strategy.

Client Service

Nondiscretionary Investment
Advice

Portfolio recommendations and changes implemented in collaboration with an investment committee.

Retirement Plan Sponsor

Performance Reporting & Monitoring

Quarterly assessment of investment manager or portfolio returns and risk relative to peer groups and indexes.

Religious-Institution-5d0e3aae61e10

Trustee/Custodian
Search

Process oversight and assistance with identifying and selecting a trustee or custodian for endowment investment assets.

Grow with CAPTRUST.

Grow with advisors you trust.

Investments

I. Investments

Whether you oversee a 401(k) or 403(b) investment lineup, a defined benefit portfolio, or an endowment’s long-term asset pool, you need to have confidence that the investments you’re using are performing well and priced appropriately.

With more than three decades of experience working with investment committees to select and monitor investments and an experienced research team, CAPTRUST has the capabilities you are looking for in an investment advisor.

Fiduciary Process

II. Fiduciary Process

As an investment committee member, you are tasked with making prudent decisions and monitoring the results of your decisions.

CAPTRUST can help you establish the right committee structures, implement sound processes to document fiduciary decisions, and provide ongoing regulatory updates and fiduciary orientation to maintain committee continuity.

Vendor Management

III. Vendor Management

Our clients face a complex ecosystem of service providers—custodians, trustees, actuaries, recordkeepers, and investment managers—that can be hard to make sense of. It’s even harder for them to know if they’re getting a good deal.

The scope and scale of CAPTRUST’s client base means that we have relationships throughout the service provider community, and we can help ensure that the vendors you’re using are competitive and reasonably priced for the services being rendered.

Employee Engagement

IV. Employee Engagement

For retirement plan sponsors, getting employees into their plans, getting them saving enough, and getting them invested well are key to putting them on the path to a successful retirement.

CAPTRUST provides financial wellness and advice to thousands of employees each year via one-on-one and group meetings, phone consultations, webinars, and monthly emails. Our proprietary Retirement Blueprint®tablet technology helps ensure that participants act on the advice they receive.

Our Blueprint Pro® service delivers financial wellness and advice to key employees—senior management, practice partners, and owners—to help them make sense of their complex financial lives.

Retirement Plan Design

V. Retirement Plan Design

An organization’s retirement plan is a critical part of its benefit package and a well-designed plan can help attract and retain employees—but how do you know if your plan is competitive?

As an advisor to more than 2,000 defined contribution, defined benefit, and nonqualified plans across all industries, CAPTRUST has the perspective needed to design effective plans that will help you achieve your goals as an employer—and your employees’ retirement needs.

Too many tasks? Not enough time?

We can help with a complimentary retirement plan review! This evaluation will focus on your plan’s investment menu design, fund fees, investment performance, and high-level fund due diligence, helping ensure you are meeting your fiduciary duties.

Contact Us

What’s on your mind?

Raleigh, NC

4208 Six Forks Rd #1700
Raleigh, NC 27609