2 weeks ago
Post-Election Financial Planning Considerations
Taking a little time out to understand the basics of...
- With CAPTRUST Since 2003
- 919.870.6822
-
4208 Six Forks Rd.
Suite 1700
Raleigh, NC 27609
Denise Buchanan
Senior Director,
Chief Compliance Officer
- Sea Bright, NJ
- The Magician’s Nephew | Harry Potter and the Sorcerer’s Stone
- Jesus Christ, David P. Anderson, and my grandmother, Grace Davis
- Love one another and everyone is another.
- Honesty, kindness, and integrity
Corporate Operations Group
Denise is head of compliance and works out of the Raleigh, North Carolina, office.
Denise joined CAPTRUST in 2003 and is currently a senior director and chief compliance officer. Denise is responsible for overseeing the firm’s compliance program and ensuring that its functional authority is exercised with complete independence and objectivity, as well as monitoring all activities across the firm in accordance with the rules of regulatory agencies and firm policies. Prior to joining the firm, Denise served as a chief compliance officer at Atlantic Capital Management, and she has worked in the industry since 1984.
Education
- Bachelor of Arts degree in sociology from the University of California, Los Angeles
